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Research ArticleSpecial Section

DSM-5 and Posttraumatic Stress Disorder

Andrew P. Levin, Stuart B. Kleinman and John S. Adler
Journal of the American Academy of Psychiatry and the Law Online June 2014, 42 (2) 146-158;
Andrew P. Levin
Dr. Levin is Medical Director, Westchester Jewish Community Services, Hartsdale, NY, and Assistant Clinical Professor of Psychiatry, Department of Psychiatry, Columbia University College of Physicians and Surgeons, New York, NY. Dr. Kleinman is Associate Clinical Professor of Psychiatry, Columbia University College of Physicians and Surgeons, and Adjunct Professor of Law, Brooklyn Law School, Brooklyn, NY. Mr. Adler is a shareholder with Littler Mendelson, PC, in its San Diego, CA office.
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Stuart B. Kleinman
Dr. Levin is Medical Director, Westchester Jewish Community Services, Hartsdale, NY, and Assistant Clinical Professor of Psychiatry, Department of Psychiatry, Columbia University College of Physicians and Surgeons, New York, NY. Dr. Kleinman is Associate Clinical Professor of Psychiatry, Columbia University College of Physicians and Surgeons, and Adjunct Professor of Law, Brooklyn Law School, Brooklyn, NY. Mr. Adler is a shareholder with Littler Mendelson, PC, in its San Diego, CA office.
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John S. Adler
Dr. Levin is Medical Director, Westchester Jewish Community Services, Hartsdale, NY, and Assistant Clinical Professor of Psychiatry, Department of Psychiatry, Columbia University College of Physicians and Surgeons, New York, NY. Dr. Kleinman is Associate Clinical Professor of Psychiatry, Columbia University College of Physicians and Surgeons, and Adjunct Professor of Law, Brooklyn Law School, Brooklyn, NY. Mr. Adler is a shareholder with Littler Mendelson, PC, in its San Diego, CA office.
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    Table 1

    PTSD Criteria in DSM-IV-TR versus DSM-5

    DSM-IV TRDSM-5
    A1The person experienced, witnessed, or was confronted with an event that involved actual or threatened death or serious injury or a threat to the physical integrity of self or others.A1Exposure to actual or threatened death, serious injury, or sexual violence in one (or more) of the following ways:
    1. Directly experiencing the traumatic event(s).
    2. Witnessing, in person, the event(s) as it occurred to others.
    3. Learning that the traumatic event(s) occurred to a close family member or close friend. In cases of actual or threatened death of a family member or friend, the event(s) must have been violent or accidental.
    4. Experiencing repeated or extreme exposure to aversive details of the traumatic event(s) (e.g., first responders collecting human remains; police officers repeatedly exposed to details of child abuse).
    Note: Criterion A4 does not apply to exposure through electronic media, television, movies, or pictures, unless this exposure is work related.
    A2The person's response involved intense fear, helplessness, or horror.A2Eliminated
    BThe traumatic event is persistently reexperienced in one (or more) of the following ways:BPresence of one (or more) of the following intrusion symptoms associated with the traumatic event(s), beginning after the traumatic event(s) occurred:
    B1Recurrent and intrusive distressing recollections of the event, including images, thoughts, or perceptions.B1Recurrent, involuntary, and intrusive distressing memories of the traumatic event(s).
    B2Recurrent distressing dreams of the event.B2Recurrent distressing dreams in which the content and/or affect of the dream are related to the traumatic event(s).
    B3Acting or feeling as though the event were recurring (includes a sense of reliving the experience, illusions, hallucinations, and dissociative flashback episodes, including those that occur on awakening or when intoxicated).B3Dissociative reactions (e.g., flashbacks) in which the individual feels or acts as if the traumatic event(s) were recurring. (Such reactions may occur on a continuum, with the most extreme expression being a complete loss of awareness of present surroundings.)
    B4Intense psychological distress at exposure to internal or external cues that symbolize or resemble an aspect of the traumatic event.B4Intense or prolonged psychological distress at exposure to internal or external cues that symbolize or resemble an aspect of the traumatic event(s).
    B5Physiologic reactivity on exposure to internal or external cues that symbolize or resemble an aspect of the traumatic event.B5Marked physiological reactions to internal or external cues that symbolize or resemble an aspect of the traumatic event(s).
    CPersistent avoidance of stimuli associated with the trauma and numbing of general responsiveness (not present before the trauma) as indicated by three (or more) of the following:CPersistent avoidance of stimuli associated with the traumatic event(s), beginning after the traumatic event(s) occurred, as evidenced by one or both of the following:
    C1Efforts to avoid thoughts, feelings, or conversations associated with the trauma.C1Avoidance of or efforts to avoid distressing memories, thoughts, or feelings about or closely associated with the traumatic event(s).
    C2Efforts to avoid activities, places, or people that arouse recollections of the trauma.C2Avoidance of or efforts to avoid external reminders (people, places, conversations, activities, objects, situations) that arouse distressing memories, thoughts, or feelings about or closely associated with the traumatic event(s).
    DNegative alterations in cognitions and mood that are associated with the traumatic event(s), beginning or worsening after the traumatic event(s) occurred, as evidenced by two or more of the following:
    C3Inability to recall an important aspect of the trauma.D1Inability to remember an important aspect of the traumatic event(s) (typically due to dissociative amnesia and not to other factors such as head injury, alcohol, or drugs).
    C7Sense of foreshortened future (e.g., does not expect to have a career, marriage, children, or a normal life span).D2Persistent and exaggerated negative beliefs or expectations about oneself, others, or the world (e.g., “I am bad,” “No one can be trusted,” “The world is completely dangerous,” “My whole nervous system is permanently ruined”).
    D3Persistent distorted cognitions about the cause or consequence of the traumatic event(s) that lead the individual to blame himself/herself or others.
    D4Persistent negative emotional state (e.g., fear, horror, anger, guilt, or shame).
    C4Markedly diminished interest or participation in significant activities.D5Markedly diminished interest or participation in significant activities.
    C5Feeling of detachment or estrangement from others.D6Feeling of detachment or estrangement from others.
    C6Restricted range of affect (e.g., unable to have loving feelings).D7Persistent inability to experience positive emotions (e.g., inability to experience happiness, satisfaction, or loving feelings).
    DPersistent symptoms of increased arousal (not present before the trauma), as indicated by two (or more) of the following:EMarked alterations in arousal and reactivity associated with the traumatic event(s), beginning or worsening after the traumatic event(s) occurred, as evidenced by two (or more) of the following:
    D2Irritability or outbursts of anger.E1Irritable behavior and angry outbursts (with little or no provocation) typically expressed as verbal or physical aggression toward people or objects.
    E2Reckless or self-destructive behavior.
    D4Hypervigilance.E3Hypervigilance.
    D5Exaggerated startle response.E4Exaggerated startle response.
    D3Difficulty concentrating.E5Problems with concentration.
    D1Difficulty falling or staying asleep.E6Sleep disturbance (e.g., difficulty falling or staying asleep or restless sleep).
    EDuration of the disturbance is at least one month: Acute–when the duration of symptoms is less than three months.
    Chronic–when symptoms last three months or more.
    FDuration of the disturbance (criteria B, C, D, and E) is more than 1 month.
    “Acute” and “chronic” eliminated.
    FRequires significant distress or functional impairment.GThe disturbance causes clinically significant distress or impairment in social, occupational, or other important areas of functioning.
    HThe disturbance is not attributable to the physiological effects of a substance (e.g., medication, alcohol) or another medical condition.
    Specifiers:With dissociative symptoms (with either depersonalization or derealization).
    With delayed onset: if onset of symptoms is at least six months after the stressor.With delayed expression: if the full diagnostic criteria are not met until at least 6 months after the event (although the onset and expression of some symptoms may be immediate).
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Journal of the American Academy of Psychiatry and the Law Online: 42 (2)
Journal of the American Academy of Psychiatry and the Law Online
Vol. 42, Issue 2
1 Jun 2014
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DSM-5 and Posttraumatic Stress Disorder
Andrew P. Levin, Stuart B. Kleinman, John S. Adler
Journal of the American Academy of Psychiatry and the Law Online Jun 2014, 42 (2) 146-158;

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Andrew P. Levin, Stuart B. Kleinman, John S. Adler
Journal of the American Academy of Psychiatry and the Law Online Jun 2014, 42 (2) 146-158;
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    • Abstract
    • Trauma- and Stressor-Related Disorders
    • Criterion A: the Gatekeeper
    • Symptom Clusters
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    • Implications for Forensic Psychiatric Practice
    • Civil Considerations
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