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Article CommentaryRegular Articles

Current Risk Management Practices in Psychotherapy Supervision

Ilayna K. Mehrtens, Kathleen Crapanzano and L. Lee Tynes
Journal of the American Academy of Psychiatry and the Law Online December 2017, 45 (4) 409-414;
Ilayna K. Mehrtens
Ms. Mehrtens is a doctoral student, LSU Department of Psychology, Dr. Crapanzano is an Associate Professor of Psychiatry, and Dr. Tynes is Clinical Assistant Professor of Psychiatry, LSU Health Sciences Center, Baton Rouge, LA. Dr. Tynes is also Associate Professor of Psychiatry, Tulane University, New Orleans, LA.
BS
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Kathleen Crapanzano
Ms. Mehrtens is a doctoral student, LSU Department of Psychology, Dr. Crapanzano is an Associate Professor of Psychiatry, and Dr. Tynes is Clinical Assistant Professor of Psychiatry, LSU Health Sciences Center, Baton Rouge, LA. Dr. Tynes is also Associate Professor of Psychiatry, Tulane University, New Orleans, LA.
MD, MACM
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L. Lee Tynes
Ms. Mehrtens is a doctoral student, LSU Department of Psychology, Dr. Crapanzano is an Associate Professor of Psychiatry, and Dr. Tynes is Clinical Assistant Professor of Psychiatry, LSU Health Sciences Center, Baton Rouge, LA. Dr. Tynes is also Associate Professor of Psychiatry, Tulane University, New Orleans, LA.
MD, PhD
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Article Figures & Data

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    Table 1

    Demographics of the Sample

    Demographic CharacteristicFrequency%
    Type of program
        Medical school–affiliated program5078.1
        Other1320.3
        No answer11.6
    Institution's city size
        Large city (population >250,000)4570.3
        Mid-sized or small city (population <250,000)1929.6
    Types of therapy supervisors
        Full-time MDs6093.8
        Community MDs5078.1
        Full-time PhDs5585.9
        Community PhDs4164.1
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    Table 2

    Supervision Survey Results

    Survey ItemFrequency%
    Formal written therapy policies and procedures
        Residents required to inform patients that they are under supervision5687.5
        Clear supervision guidelines available5078.1
        Established protocol for emergency supervision when supervisor is unavailable4773.4
        Policy in place that lays out appropriate resident conduct in therapy2133
        Established protocol in place for supervisor–resident boundaries1726.6
        Residents required to inform patients in writing that they are under supervision1523.4
        Require documentation of receipt of training guidelines1117.2
        Require documentation that supervisors understand expectations in terms of conduct57.8
        Require documentation that residents understand expectations in terms of conduct34.7
        Provide written material to patients regarding boundary expectations57.8
    Supervision structure
        Supervision schedules are generally adhered to5382.8
        Regular supervision hours established5078.1
        Supervision sessions documented2742.2
        Supervisors routinely review chart documentation2335.9
        Supervisors assess resident competency before providing therapy with increased risk2031.3
    Institutional policies and procedures
        Institution's malpractice insurance covers liability for employed supervisors4875.0
        Protocol in place should a patient need treatment from a more experienced clinician in case of emergency4773.4
        Program uses therapy supervisors as the supervisor of record4771.9
        Credentialing process for nonemployed supervisors3351.6
        Billing issued in the supervisors' name2742.2
        Program directors are required to make supervisors aware of concerns about a particular resident2640.6
        Outside therapy supervisors must provide evidence of malpractice that covers therapy supervision1421.9
        Program provides an assessment of resident competency before providing high-risk therapy (hypnosis, Amytal interview)1320.3
        Institution's malpractice insurance covers liability for nonemployed supervisors1218.8
    Knowledge of a law suit against a supervisor at the institution00
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Journal of the American Academy of Psychiatry and the Law Online: 45 (4)
Journal of the American Academy of Psychiatry and the Law Online
Vol. 45, Issue 4
1 Dec 2017
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Current Risk Management Practices in Psychotherapy Supervision
Ilayna K. Mehrtens, Kathleen Crapanzano, L. Lee Tynes
Journal of the American Academy of Psychiatry and the Law Online Dec 2017, 45 (4) 409-414;

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Current Risk Management Practices in Psychotherapy Supervision
Ilayna K. Mehrtens, Kathleen Crapanzano, L. Lee Tynes
Journal of the American Academy of Psychiatry and the Law Online Dec 2017, 45 (4) 409-414;
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