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Research ArticleRegular Article

When a Patient Is at Foreseeable Risk of Losing Decisional and Functional Capacity

Matthew Robert Dernbach, Peter Ash, Esther Oyerinde and Mark A. Oldham
Journal of the American Academy of Psychiatry and the Law Online December 2024, 52 (4) 414-424; DOI: https://doi.org/10.29158/JAAPL.240070-24
Matthew Robert Dernbach
Dr. Dernbach is a Medical Toxicology Fellow, Department of Emergency Medicine; Dr. Ash is a Professor and Director, Psychiatry and Law Service, Department of Psychiatry and Behavioral Sciences; and Ms. Oyerinde is a Medical Student, Emory University, Atlanta, GA. Dr. Oldham is an Associate Professor of Psychiatry, Department of Psychiatry, University of Rochester Medical Center, Rochester, NY.
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Peter Ash
Dr. Dernbach is a Medical Toxicology Fellow, Department of Emergency Medicine; Dr. Ash is a Professor and Director, Psychiatry and Law Service, Department of Psychiatry and Behavioral Sciences; and Ms. Oyerinde is a Medical Student, Emory University, Atlanta, GA. Dr. Oldham is an Associate Professor of Psychiatry, Department of Psychiatry, University of Rochester Medical Center, Rochester, NY.
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Esther Oyerinde
Dr. Dernbach is a Medical Toxicology Fellow, Department of Emergency Medicine; Dr. Ash is a Professor and Director, Psychiatry and Law Service, Department of Psychiatry and Behavioral Sciences; and Ms. Oyerinde is a Medical Student, Emory University, Atlanta, GA. Dr. Oldham is an Associate Professor of Psychiatry, Department of Psychiatry, University of Rochester Medical Center, Rochester, NY.
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Mark A. Oldham
Dr. Dernbach is a Medical Toxicology Fellow, Department of Emergency Medicine; Dr. Ash is a Professor and Director, Psychiatry and Law Service, Department of Psychiatry and Behavioral Sciences; and Ms. Oyerinde is a Medical Student, Emory University, Atlanta, GA. Dr. Oldham is an Associate Professor of Psychiatry, Department of Psychiatry, University of Rochester Medical Center, Rochester, NY.
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    Figure 1. Capacity in a patient who has decisional capacity but is at foreseeable risk of losing decisional and functional capacity. A patient with a known diagnosis that is associated with fluctuating capacity because of treatment nonadherence can alternate between periods of capacity and incapacity over time (solid line). At the time of a capacity evaluation (dashed line), a patient may be capacitated. Whether a patient has a period of brief stability, its duration, and the acuity of decline in capacity (dotted line) will vary based on the nature of the patient’s condition and the effect of nonadherence, either partial or full.

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    Table 1

    Example Conditions in Which Capacity Can Fluctuate Because of Treatment Nonadherence

    ConditionTreatment Being DeclinedAt-Risk Mental State
    Conditions Leading to Delirium-Spectrum States
     Hypertensive urgency or emergencyAntihypertensive, typically parenteralHypertensive encephalopathy with or without posterior reversible encephalopathy syndrome
     Severe infection, especially sepsisAntibiotics, typically parenteralSeptic encephalopathy
     Acute or decompensated kidney failureRenal replacement therapyUremic encephalopathy
     Acute or decompensated liver failureLactulose, rifaximin, et al.Hepatic encephalopathy
     Brain metastasesCorticosteroidsIncreased intracranial pressure presenting with delirium, seizures, or brain herniation
     Severe chronic obstructive pulmonary diseaseHome oxygenHypoxic encephalopathy
     Insulin-dependent diabetes (“brittle diabetes”)Insulin, dietary discretionDiabetic ketoacidosis or hyperosmolar hyperglycemic syndrome, either presenting with seizures or delirium
     Congestive heart failureDiuretics, fluid discretionDelirium because of several different electrolyte disturbances
     Active substance use disorderA range of potential offerings (e.g., rehabilitation)Intoxication or withdrawal, either of which could present with delirium
    Primary Psychiatric Conditions
     Schizophrenia with thought disorganizationAntipsychotic medicationsThought disorganization
     Psychiatric disorder presenting with catatoniaLorazepamCatatonia
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    Table 2

    Applying the Traditional Skills of Decisional Capacity to a Patient Who Is at Foreseeable Risk of Losing Decisional and Functional Capacity

    Skills of CapacityApplying to a Patient at Foreseeable Risk of Losing Decisional and Functional Capacity
    ForeseeabilityRisk AcuityNature of IncapacityDecisional Relevance
    Communicate a consistent choiceCommunicate a consistent choiceCommunicate a consistent choiceCommunicate a consistent choiceCommunicate a consistent choice
    Understand the risks and benefits of an interventionUnderstand the predicted high degree of likelihood (foreseeability) of the future incapacityUnderstand that the acuity of risk could be imminent, precluding in-the-moment attempts to seek care or assistance of othersUnderstand the consequences of such a mental state, which could include death or irreversible injuryUnderstand that alternative decisions could mitigate, if not eliminate, this risk
    Appreciate the situation (insight)Appreciate future likelihood (or past history) of decisional and functional incapacity because of the clinical condition in questionAppreciate that incapacity could occur suddenly, within minutes to hours, and very likely without warningAppreciate that the anticipated state of incapacity would entail lack of awareness of the risk or inability to care for or protect self (appreciation should entail meaningful problem solving and attempts on the part of the patient to mitigate risk)Appreciate that the decision in question directly creates risk
    Deliberate rationallyDemonstrate rational prediction (including realistic, evidence-based appraisal based on any available evidence, such as evidence of prior such incapacity) regarding potential for future incapacityDemonstrate rational problem solving based on potential acuity of riskDemonstrate rational planning in response to anticipated incapacityDemonstrate metacognition (including entertaining hypothetical scenarios) about future self
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Journal of the American Academy of Psychiatry and the Law Online: 52 (4)
Journal of the American Academy of Psychiatry and the Law Online
Vol. 52, Issue 4
1 Dec 2024
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When a Patient Is at Foreseeable Risk of Losing Decisional and Functional Capacity
Matthew Robert Dernbach, Peter Ash, Esther Oyerinde, Mark A. Oldham
Journal of the American Academy of Psychiatry and the Law Online Dec 2024, 52 (4) 414-424; DOI: 10.29158/JAAPL.240070-24

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When a Patient Is at Foreseeable Risk of Losing Decisional and Functional Capacity
Matthew Robert Dernbach, Peter Ash, Esther Oyerinde, Mark A. Oldham
Journal of the American Academy of Psychiatry and the Law Online Dec 2024, 52 (4) 414-424; DOI: 10.29158/JAAPL.240070-24
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    • Foreseeable Risk of Future Incapacity
    • Clinical Evaluation of Foreseeable Risk
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